Governance, Risk & Compliance 10 Things Compliance Officers in APAC Must Do This Year 23 February 2021 2020 saw landmark enforcement actions from regulators across Asia-Pacific as financial institutions across the region paid $5.1 billion in fines for anti-money laundering failures. By March 2020, the COVID-19 pandemic… Read more
Governance, Risk & Compliance Commentary: Goldman Sachs’ 1MDB Compliance Failures Provide Lessons for Firms and Banks (Part 2) 9 September 2020 Goldman Sachs and the government of Malaysia recently announced an agreement to resolve all criminal and regulatory proceedings involving the investment bank in the country over 1MDB through a $3.9… Read more
Governance, Risk & Compliance Commentary: Goldman Sachs’ 1MDB Compliance Failures Provide Lessons for Firms and Banks (Part 1) 9 September 2020 Goldman Sachs and the government of Malaysia recently announced an agreement to resolve all criminal and regulatory proceedings involving the investment bank in the country over 1MDB through a $3.9… Read more
Leadership & Strategy IMPACT ANALYSIS: Risk and Compliance under a Digital Transformation 31 August 2020 What does digital transformation mean? Digital transformations within an organisation usually starts with an ambitious vision, and many issues in risk and compliance need to be considered to make the… Read more